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What is a Stock List?

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  • Written By: Mary McMahon
  • Edited By: O. Wallace
  • Last Modified Date: 03 November 2016
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    Conjecture Corporation
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The term “stock list” can be used in several different ways in the world of finance and investing, depending on the context. The meaning intended is usually clear from the topic under discussion. Stock lists can be literal lists, but the term can also refer to a physical entity known as a stock list, an important department in a stock exchange.

In the sense of an actual entity, the stock list is the department which oversees listing and delisting of companies which participate in the stock exchange. In order to be listed with a stock exchange, a company must meet a series of listing requirements which are intended to protect the interests of people trading on the exchange. These can include minimum capitalization requirements, requirements about the amount of common stock available, and so forth.

When a company applies to be listed with a stock exchange, the stock list investigates the company to confirm that it is eligible for listing. If it is, it is admitted to the exchange. The stock list also monitors companies which are active in the exchange to confirm that they are complying with requirements. This department is also concerned with conformity to government regulations. If a company violates the law, it will be considered eligible for delisting.

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Companies will be delisted if they fall below the listing requirements or if they are involved in violations of the law pertaining to stocks. For example, companies which fail to file mandatory filings with government regulatory agencies may be candidates for delisting. The staff in the stock list department keep track of numerous companies and are often involved in multiple investigations at once as they track existing companies and consider applications for listing.

People may also use the term “stock list” to refer to a list of stocks. This can include a list of all companies listed in a particular exchange, or stocks divided by trait, such as historical performance, value, and so forth. Some players in the financial market use stock lists to determine what to buy and sell, and certain entities may be limited to trading in companies on a particular list.

This term can also be seen in a retail context, referring to a list of items in stock and available for sale. Companies regularly check and update their stock lists to keep track of what is selling and to prepare orders for new products so that they can keep their stock current and desirable.

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